TITLE

Clearing firms work with SEC to stop fraud

AUTHOR(S)
Horowitz, Jed
PUB. DATE
February 1998
SOURCE
Investment Dealers' Digest;02/02/98, Vol. 64 Issue 5, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Presents information pertaining to the United States Securities and Exchange Commission working with clearing firms, to help detect fraudulent practices. Details on what they plan to do; Mention of rule changes; Proposition of more cooperation between the different entities; Information on clearing firms.
ACCESSION #
215268

 

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